CIES Fund Management Services

Most investors want their funds to be professionally managed. You therefore need to look for a financial intermediary that holds a Type 4 (investment advisory) and Type 9 (asset management) license with the Hong Kong Securities & Futures Commission.

It is important to use a licensed and experienced independent financial  advisory company as they can offer you the following:

• Independent investment advice, they owe no allegiance to any single fund manager or financial institution, which means they can pursue a best-of-the-best investment strategy using only those funds & investments that are most suitable to your needs.;
• Understanding of your investment objectives so that they can create a highly personalised investment strategy in-line with your risk profile within the criteria of the CIES range of funds.
• An added-value ‘partnership’ involving regular communication & meetings where they listen to you, and explain valuations and strategy to you; and answer any questions;
• Monitoring of your ongoing needs and changing lifecycle which may require adjustment to your investment strategy;
• Experience in dealing with wealthy & successful people trying to build and protect their assets; and
• Clear & concise documents such as our ‘Terms of Business’ and our ‘Client Agreement’ forms; as well as our ‘Discretionary Asset Management Agreement’.

Risk Disclosure

The prices of securities fluctuate, sometimes dramatically. The price of a security may move up or down, and may even become valueless. It is as likely that losses will be incurred, rather than profit made as a result of buying or selling securities.