| Name of CIS |
Manager of the CIS |
Denominated Currency |
Brief Description of the
Investment Policy of the CIS |
Allianz Global
Investors Fund - Allianz RCM Hong Kong |
RCM Asia Pacific Limited |
Hong Kong Dollars |
The investment objective is to achieve capital appreciation in the long-term. The fund will seek to achieve its investment objective primarily through Hong Kong related investments in equity markets. |
ALTUS TRUST
ALPHA EQUITY FUND - HANG SENG INDEX |
LYXOR ASSET MANAGEMENT |
Hong Kong Dollars |
The Alpha Equity Fund - Hang Seng Index:
- Seeks to outperform the Hang Seng Index during each Investment Cycle compared to the initial index price of the Hang Seng Index; and
- Delivers the performance of the Hang Seng Index plus the potential return locked-in (if any)on the Investment Cycle Review Date.
|
| Aviator |
Ageas Insurance Company (Asia) Limited |
Hong Kong Dollars |
Aviator is a single premium investment-linked assurance scheme aims to achieve capital growth over a medium to long term period by offering a number of collective investment schemes for investment. |
| Baring Hong Kong China Fund (the "Fund") - Class A |
Baring International Fund Managers (Ireland) Limited- it has delegated the investment management of the Fund to Baring Asset Management Limited and Baring Asset Management Limited have appointed Baring Asset Management (Asia) Limited (licensed under Part V of the SFO) as sub-investment manager to the Fund |
Hong Kong Dollars |
The objective of the Fund is to achieve long-term capital growth in the value of assets. The Fund will seek to achieve its investment objective by investing at least 70% of its total assets at any one time in equities and equity-related securities of companies incorporated in Hong Kong or China, or in companies exercising the predominant part of their economic activity in Hong Kong or China. |
BEA Union Investment
Hong Kong Dollar (HK$) Bond Fund |
BEA Union Investment Management Limited |
Hong Kong Dollars |
The Fund seeks to provide investors with long term capital growth in HK dollar terms through investing in a diversified portfolio consisting primarily of HK dollar denominated interest bearing securities. |
BEA Union Investment
Hong Kong Growth Fund |
BEA Union Investment Management Limited |
Hong Kong Dollars |
The Fund seeks to provide investors with long term capital growth in HK dollar terms through investing in a diversified portfolio consisting primarily of securities of companies, either listed in or with operations or interests principally, in Hong Kong. |
| BOCHK Hong Kong Equity Fund |
BOCI-Prudential Asset Management Limited |
Hong Kong Dollars |
The Fund aims to provide investors with long term capital growth through investment mainly in the listed equities and equity related securities (including warrants and convertible securities) of companies operating principally in Hong Kong, or linked either directly or indirectly to the Hong Kong economy. |
| BOCHK Hong Kong Dollar Income Fund |
BOCI-Prudential Asset Management Limited |
Hong Kong Dollars |
The Fund seeks to provide a stable income stream and long term capital appreciation through a portfolio which mainly consists of Hong Kong dollar denominated investment grade (rate Baa3 or better by Moody's or other credit rating agency of similar standing) bonds. |
| BOCHK China Equity Fund |
BOCI-Prudential Asset Management Limited |
Hong Kong Dollars |
The Fund aims to provide investors with long term capital growth through investment mainly in the listed equities and equity related securities (including warrants and convertible securities) of companies whose activities are closely related to the economic development and growth of the economy of the People's Republic of China. |
| CCB International-China Policy Driven Fund |
CCB International Asset Management Ltd |
Hong Kong Dollars |
The investment objective of the Fund is to achieve long-term appreciation of the unit price through capital growth and income appreciation by investing in a diversified portfolio of equities and equity related securities, bonds that are listed primarily on Hong Kong stock exchange and/or any international securities exchange and can benefit from the polic(ies) in place and/or to be made by the government and/or statutory bodies of mainland China, Hong Kong, Macau and Taiwan. |
| CSI China-Hong Kong Leaders Fund |
CITIC Securities International Investment Management (HK) Limited |
Hong Kong Dollars |
To invest in a diversified portfolio of at least twenty three blue chip equities, and to a limited extent, ADRs and GDRs, that are listed primarily on Hong Kong stock exchange and/or any international securities exchange and/or other organized securities markets that are open to the international public and on which such securities are regularly traded. The CSI China-Hong Kong Leaders Fund will invest at least 70% of its net asset value, in listed equities with large capitalisation issued by companies established in Hong Kong or by companies whose shares are listed in Hong Kong (including but not limited to H-shares and shares of red-chip companies) which derive a predominant portion of their income, revenue, assets or economic activity from the PRC and Hong Kong. |
| Fidelity Global Investment Fund - Hong Kong EquityFund |
FIL Investment Management (Hong Kong) Limited |
Hong Kong Dollars |
To focus investment into the equity markets and companies of Hong Kong and Greater China, to produce returns that are related to those achieved on the major stock market indices of Hong Kong, to have the flexibility to invest in bonds in a limited manner, to accept a high level of return volatility in the short term. |
| Guotai Junan Greater China Growth Fund |
Guotai Junan Assets (Asia) Limited |
Hong Kong Dollars |
The Guotai Junan Greater Growth Fund seeks to provide investors with medium to long-term capital appreciation over time, primarily through investment of a portfolio consisting of listed securities of companies that derive or are expected to derive a significant portion of their revenues from goods produced or sold, investments made or services performed in Greater China, which includes the People's Republic of China (PRC) the Special Administrative Regions of Hong Kong and Macau and Taiwan. The Manager believes that the value of these companies would increase through benefiting from the economic growth of the Greater China Region. |
| Haitong Middle Kingdom Fund |
Haitong International Managers Limited |
Hong Kong Dollars |
The Fund has been established to manage a portfolio of publicly quoted equity or equity-linked securities of companies within the Pacific region whose business relates substantially or in part to the People's Republic of China (the "PRC"). It is envisaged that the majority of such investments will be made in Hong Kong companies or companies listed on The Stock Exchange of Hong Kong Limited but investment in the PRC itself as well as Taiwan, Singapore, Japan and other countries will be considered if deemed appropriate by the Manager. The Fund aims to achieve capital growth. |
| Hang Seng Index Fund |
Hang Seng Investment Management Limited |
Hong Kong Dollars |
To match as closely as practicable the performance of the Hang Seng Index |
| Hang Seng HK MidCap Index Fund |
Hang Seng Investment Management Limited |
Hong Kong Dollars |
To match as closely as practicable the performance of the Hang Seng HK MidCap Index |
| Hang Seng China Index Fund |
Hang Seng Investment Management Limited |
Hong Kong Dollars |
To match as closely as practicable the performance of the FTSE/Xinhua China 25 index.
|
| Hang Seng H-Share Index ETF |
Hang Seng Investment Management Limited |
Hong Kong Dollars |
To match as closely as practicable the performance of the Hang Seng China Enterprises Index |
| Hang Seng Index ETF |
Hang Seng Investment Management Limited |
Hong Kong Dollars |
To match as closely as practicable the performance of the Hang Seng Index |
| Hang Seng FTSE / Xinhua China 25 Index ETF |
Hang Seng Investment Management Limited |
Hong Kong Dollars |
To match as closely as practicable the performance of the FTSE / Xinhua China 25 Index |
| Hang Seng China H-Share Index Fund |
Hang Seng Investment Management Limited |
Hong Kong Dollars |
To match as closely as practicable the performance of the Hang Seng China Enterprises Index |
| Hong Kong Equity Plus Fund |
Standard Life Investments (Hong Kong) Limited |
Hong Kong Dollars |
To invest in a diversified portfolio of equities and equity-related securities of corporations listed on the Hong Kong Stock Exchange. The Hong Kong Equity Plus Fund will invest mainly, at least 70% of its average Net Asset Value, in listed equities issued by companies established in Hong Kong or by companies whose shares are listed in Hong Kong (including but not limited to H-shares and shares of red-chip companies). The Hong Kong Equity Plus Fund will invest, as the Manager sees fit, in equities of companies within the Asia Pacific (ex-Japan) region for incremental growth. |
| ICBC (Asia) Investment Funds - China Hong Kong Vision fund |
ICBC (Asia) Investment Management Company Limited |
Hong Kong Dollars |
The investment objective is to achieve long-term capital growth by investing primarily in equities and related instruments (including but not limited to warrants, covered warrants, equity options, convertible bonds and overseas listed depositary receipts) of companies whose business is connected with the economy of China & Hong Kong. |
| iShares MSCI China Index ETF |
BlackRock Asset Management North Asia Limited |
Hong Kong Dollars |
iShares MSCI China Index ETF (the "Fund") is an exchange traded fund listed on the Stock Exchange of Hong Kong with stock code 2801. The Fund seeks to provide investment results that, before fees and expenses, closely correspond to the performance of the MSCI China Index. |
| Macquarie IPO China Gateway Fund- Class A3 |
Macquarie Funds Management Hong Kong Limited |
Hong Kong Dollars |
The objective of the Fund is to capture the growth of IPO securities from their offer and during the early stages of listing. The Fund invests in securities that are or will list in Greater China or Singapore or US. IPO securities not listed in Greater China must derive a significant portion of their revenue from Greater China or Singapore. The manager determines the investment portfolio using quantitative and qualitative criteria including market capitalisation, liquidity, size of free float, fundamental value and market diversification. |
| Manulife Global Fund - Dragon Growth Fund Share Class AA |
Manulife Asset Management (Hong Kong) Limited |
Hong Kong Dollars |
This fund aims to achieve capital growth by investing in a diversified portfolio of public companies which are listed on the Stock Exchange of Hong Kong Limited and/or the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited ('GEM') and/or, although not incorporated or listed on either stock exchange in Hong Kong, are incorporated or listed on a stock exchange in any other jurisdiction and have substantial business interests in Hong Kong and/or derive a substantial portion of their revenue from their business carried in Hong Kong. A proportion of the Fund may also be invested in equity warrants and convertible bonds issued by, or in respect of, such companies. |
| NCB China Equity Fund |
BOCI - Prudential Asset Management Limited |
Hong Kong Dollars |
NCB China Equity Fund is an equity fund which aims to provide investors with long-term capital growth through investment mainly in the listed equities and equity related securities (including warrants and convertible securities) of companies whose activities are closely related to or benefit from the economic development and growth of the economy of Mainland China and Hong Kong. |
| PineBridge Hong Kong Equity Fund |
PineBridge Investments Hong Kong Limited |
Hong Kong Dollars |
The PineBridge Hong Kong Equity Fund seeks to provide capital appreciation through a managed portfolio of shares in companies quoted on The Stock Exchange of Hong Kong Limited. Hong Kong is in the Manager's view well placed to prosper directly from economic activity in the Asian region and the economic emergence of the People's Republic of China. |
| Principal Hong Kong Equity Fund, a sub-fund under the Principal Life Style Fund |
Principal Asset Management Company (Asia) Limited |
Hong Kong Dollars |
The objective of the Principal Hong Kong Equity Fund is to achieve capital growth over the long-term by investing mainly in Hong Kong equity markets. The Principal Hong Kong Equity Fund will invest primarily in listed equities issued by companies established in Hong Kong or by companies whose shares are listed in Hong Kong (including but not limited to H shares and shares of red-chip companies listed on the Hong Kong Stock Exchange). The Principal Hong Kong Equity Fund may also invest in listed equities issued by companies which have business in Hong Kong. The Principal Hong Kong Equity Fund may hold cash and short-term investments. |
| Principal China Equity Fund, a sub-fund under the Principal Life Style Fund |
Principal Asset Management Company (Asia) Limited |
Hong Kong Dollars |
The objective of the Principal China Equity Fund is to achieve capital growth over the long term by investing mainly in China-related equities. The Principal China Equity Fund will invest primarily in equities issued by companies with exposure in different sectors of economies in People's Republic of China (Mainland China). Equity securities include but are not limited to equity shares, preference shares, depository receipts and other collective investment scheme as permitted under the MPF Regulation. The Principal China Equity Fund may hold cash and short-term investments for cash management purpose. |
| RCM Choice Fund - RCM Hong Kong Fund |
RCM Asia Pacific Limited |
Hong Kong Dollars |
It aims to achieve long term capital growth by investing primarily in Hong Kong Equities, including Chinese securities listed in Hong Kong. Units in this fund are suitable for the unitholders who are willing to assume a relatively higher level of risk to achieve potentially higher long term returns. |
| Schroder International Selection Fund-China Opportunities A Accumulation HKD Share Class |
Schroder Investment Management (Hong Kong) Limited |
Hong Kong Dollars |
To provide capital growth primarily through investment in equity and equity related securities of companies which are headquartered and/or listed in or have a substantial business exposure to the People's Republic of China. |
| Schroder International Selection Fund - Hong Kong Dollar Bond |
Schroder Investment Management (Hong Kong) Limited |
Hong Kong Dollars |
To provide a return of capital growth and income primarily through investment in a portfolio of bonds and other fixed and floating rate securities denominated in HKD and issued by governments, government agencies, supra-national and corporate issuers worldwide. |
| Schroder International Selection Fund - Hong Kong Equity |
Schroder Investment Management (Hong Kong) Limited |
Hong Kong Dollars |
To provide capital growth primarily through investment in equity securities of Hong Kong SAR companies. |
| Tracker Fund of Hong Kong (TraHK) |
State Street Global Advisors Asia Limited |
Hong Kong Dollars |
The investment objective of TraHK is to provide investment results that closely correspond with the performance of the Hang Seng Index, by investing all, or substantially all, of the assets of TraHK in the shares of companies that make up the Hang Seng Index in substantially the same weightings as they appear in the Hang Seng Index |
| Treasure Pearl |
American International Assurance Company (Bermuda) Limited |
Hong Kong Dollars |
A single premium investment-linked assurance scheme that provides an alternative investment vehicle to meet different investment objectives as desired by the Applicant with a selection of investment options linking to underlying funds which are approved Eligible Collective Investment Scheme (ECIS) under Capital Investment Entrant Scheme. The Applicant shall refer to the investment policy of respective underlying funds made available under this scheme for details. |
| Value Partners China Greenchip Fund Limited |
Value Partners Limited |
Hong Kong Dollars |
The investment objective of the Fund is to achieve medium-term capital growth by means of investing in companies established in Greater China or which derive a majority of their revenue from business related to Greater China, whether in the form of direct investment in, or trade with, Greater China. This includes companies incorporated and/or listed outside Greater China. |
| Voyage Zelec China Fund |
Zeal Asset Management Limited |
Hong Kong Dollars |
The fund will primarily invest in stocks listed in Hong Kong and B-shares listed in Shanghai and/or Shenzhen. The Manager expects that at least 70% of the fund's non-cash assets will be invested in Hong Kong stocks, and 0% to 30% in B-shares. In addition, at least 70% of the fund's non-cash assets will be invested in China-related investments. The fund will not invest in A-shares. |
| W.I.S.E. - CSI HK100 TrackerTM |
BOCI-Prudential Asset Management Limited |
Hong Kong Dollars |
The Fund is an index-tracking fund which seeks to track the performance of the CSI Hong Kong 100 Index. The risk profile of the Fund is generally regarded as high. |
CIES Fund Selection
